Compliance Senior
The Audit and Assurance Department of one of the fastest-growing accounting firms in the country is seeking a Compliance Senior who is motivated to learn, excited to collaborate and passionate about delivering outstanding results for our clients. This individual will have a direct impact on our firm’s mission of serving as a catalyst for those striving to achieve their highest potential.
As a member of the Audit & Assurance Services Department, you will have the opportunity to work on consulting procedures for financial institutions of various sizes and charter types. The Compliance Senior will assist the Engagement Partner, Manager, and/or Supervisor in the development of strategy, planning, review and interpretation of findings. The Senior may work with compliance staff at the client’s premises, managing the engagement in the field and performing consulting procedures to the appropriate extent. You will work with a team of people that care about your professional development and work-life balance.
What You’ll Do:
- Responsible for the completion of compliance consulting engagements
- Conduct consulting procedures of client institution records to evaluate compliance with applicable rules, regulations and related guidance
- Determine the effectiveness of internal controls and the potential impact of internal control deficiencies
- Examine records to determine compliance with client institution policies
- Prepare working papers and select portions of reports detailing the findings and recommendations for client institutions
- Prepare working paper binders and select samples related to upcoming consulting procedures
- Provide training and on the job support to various team members
- Other duties as assigned
What We’re Looking For:
- Excellent written and verbal communication skills
- Client service oriented with the ability to interact at all levels of management
- Ability to work autonomously
- Strong organizational skills and detail oriented
- Strong analytical, mathematical, and critical thinking abilities
- Shows ambition, drive, and takes initiative for all tasks
- Ability to multitask and handle several engagements at a time
- Displays a foundational knowledge of federal compliance regulations related to one or more of lending, Bank Secrecy/anti-money laundering, deposit operations, ACH, ALM, and internal audit/DE and begins to interpret and apply this knowledge to client situations
- Microsoft Office proficiency including Excel, Word, Outlook, and Teams
- Adobe Acrobat proficiency
- Ability to travel to client sites that may also require overnight travel
Your Qualifications:
- Bachelor’s degree in a business-related field, or three years of experience in a compliance-related position at a financial institution
- Compliance-related professional designation is a plus
- Two to five years of auditing experience preferred
- Understanding of consulting services
- Experience utilizing CaseWare and data analytic software (Centrax, Excel, APRWin, APYWin, one or more AML monitoring systems, etc.)
The stated pay scale reflects the range that Anders reasonably expects to pay for this position. The actual pay rate for this position will be dependent on a variety of factors, including an applicant’s years of experience, unique skills and abilities, education, alignment with similar internal candidates, marketplace factors, other requirements for the position, and firm business practices.
Why You’ll Love Working Here:
At Anders, taking care of our employees is a top priority. Our welcoming and collaborative culture will make you feel like a part of the team from day one. From professional development opportunities to benefits that directly impact mental, physical and financial wellness, Anders offers unique incentives that enrich your life and facilitate growth, including our Work Flex program which gives you the opportunity to work at our Chesterfield office, our Downtown St. Louis office, adopt a hybrid approach or even switch between these options as you prefer. Learn more about our full benefit offerings and Work Flex program at our Life at Anders page: https://anderscpa.com/careers/
All applicants for this position must be authorized to work in the United States now and in the future without requiring sponsorship.
For over 55 years, Anders has delivered full-service accounting, tax, audit and advisory services to growth-oriented companies, organizations and individuals. Every day, our partners and staff serve as a catalyst for those striving to achieve their highest potential and carry this mentality on to our clients and community. Ranked #74 on Accounting Today’s List of Top Accounting Firms and continually named a Top Workplace, Anders is a member firm of LEA Global, one of the largest international associations of independent accounting firms. For more information on Anders, visit anderscpa.com and follow us on Facebook, LinkedIn, Instagram and Twitter: @AndersCPA
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